Firm penalized after client losses and violations expose gaps in compliance and oversight
Vacancies decline by 15,000 in October, with sharp decreases in manufacturing and retail trade
Representative sanctioned for enabling Québec clients to acquire restricted securities through trades
Ontario's regulator highlights agent misconduct and calls for improved compliance
US stock futures rise as traders await key inflation data and react to FedEx and Nike earnings
Hearing panel fines $60,000, imposes six-month ban, and requires training for future approval
The representative is fined $25,000, disgorges $7,693, and faces six months of strict supervision
Markets tumble as cautious Fed signals fewer rate cuts; Dow posts longest losing streak since 1974
Gold, energy, and digital assets take centre stage in Ninepoint's 2025 Market Outlook report
The representative is fined $20,000 and suspended for 12 months for breaching sales incentive rules
