Fraudsters use fake CIRO letterheads to demand fees; investors urged to verify claims and report scams
Ethics course, $22,000 fine, and $5,000 costs ordered in CIRO hearing on misconduct allegations
Firm discovered the wrongdoing during a routine review
CIRO invites proposals to support underserved communities through investor education initiatives
Former RBC representative admits to creating inaccurate proof of funds letter, faces sanctions
Firm penalized after client losses and violations expose gaps in compliance and oversight
