In 2023, the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) were combined to form a new entity: the Canadian Investment Regulatory Organization (CIRO).
Canada's investment industry regulator has a spot on its advisory panel
Financial Services Regulatory Authority of Ontario (FSRA) unveils SRO as fifth credentialing body
President of Canada's newest independent firm explains efforts to purge structural conflicts and sharpen client focus
Lack of competition, bilingual expertise gap among issues for online advisor education provider
Senior financial planner warns against chasing high returns in private equity
The merged regulator has been operating since the start of the year under the generic 'New SRO' handle
Product diversification aims to deliver a comprehensive solution to larger client base
Move would enable thousands of advisors to use 'Financial Advisor' title, says CEO
Merger of regulators will only help investment vehicle, says executive director of the Canadian ETF Association
Despite growing pains and near-term challenges, experts highlight continuing opportunity to close the RI service gap
