Ontario advisors are “applying appropriate practices as part of the sales process” according to the results of a suitability review conducted by the Financial Services Commission of Ontario.
Ontario advisors are “applying appropriate practices as part of the sales process” according to the results of a suitability review conducted by the Financial Services Commission of Ontario. The results were reported at the Independent Financial Brokers Spring Summit in Toronto this week. Shonna Neil, director of the licensing branch at FSCO, highlighted the results of the suitability review that found “some [advisors] are falling short of their obligations in disclosing conflicts of interest”
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Read the full story
For more Newswire stories:
Canada's Economy: Headed towards Crisis or Superstar Status?
Suitability review finds room for improvement: FSCO
Goldman Shuns Bonds Pimco’s Gross Favors in ‘New Neutral’
Capital markets, wealth management growth helps push Scotiabank profit to $1.8-billion
Abolishing inter-provincial barriers is the right step for Canada
Canada’s ‘hidden gems’ competitive in five key industries
Brian Mulroney to become new chairman of Quebecor
City of Calgary careless with tax dollars
